Regulatory/ Stock Exchange and Securities Commission Applications/Filings

Work with the senior management team, board of directors and professional advisors as appropriate to ensure compliance with all corporate, securities and stock exchange requirements
Monitoring regulatory filing deadlines
To name a few applications that CAS has been involved with: many types of private placements (equity and debt instruments); shares for debt; shares for services; amendments to previously approved stock options, warrants, and debentures; normal course issuer bids; change of auditor; change of transfer agent; change in year end; escrow agreements; share consolidations and name changes; stock option plan approvals; shareholder rights plans; offering memorandum; Investor Relations Consultant engagements, etc.